DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• B• L•••

J• W• C••• A•••••••• I•••BD affiliatedGreenfield, Wi IA-onlyIAPD 5069112

Feed of 09/14/2026

Also filed as Jodie Pike

At current firm

5 y

since Feb 8, 2021

In the industry

20 y

since Jan 19, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J• W• C••• A•••••••• I••• BD affiliated current
since Feb 8, 2021 · Tampa, Fl
W••••••• F•••••••• S•••••••• I••• former
Oct 2, 2017 to Aug 17, 2020 · Greenfield, Wi
S•• I••••••••• I••• former
Jul 31, 2017 to Oct 3, 2017 · Hales Corners, Wi
L•• F•••••••• L•• BD affiliated
Jul 5, 2011 to Aug 8, 2017 · Greenfield, Wi
U•••• F•••••••• S••••••• G••••• I••• unclassified
Dec 9, 2010 to Jul 5, 2011 · Greenfield, Wi
E••••• J•••• national BD
Feb 15, 2006 to Nov 23, 2010 · New Berlin, Wi

Moves

a registration end followed by a registration begin elsewhere

W••••••• F•••••••• S•••••••• I••• to J• W• C••• A•••••••• I•••
left Aug 17, 2020, registered Feb 8, 2021 (175 days) · Affiliated broker-dealer or bank to independent RIA
S•• I••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Oct 3, 2017, registered Oct 2, 2017 (-1 days) · Other · moved with a team
L•• F•••••••• L•• to S•• I••••••••• I•••
left Aug 8, 2017, registered Jul 31, 2017 (-8 days) · Other
U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••
left Jul 5, 2011, registered Jul 5, 2011 (0 days) · corporate re-registration, not a move
E••••• J•••• to U•••• F•••••••• S••••••• G••••• I•••
left Nov 23, 2010, registered Dec 9, 2010 (16 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address