RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• L•• M••••• I••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Apr 2, 2026 · Bluffton, Sc
- C••••••••• F•••••••• N•••••• national BDApr 25, 2025 to Mar 13, 2026 · Savannah, Ga
- F••••• I••••••••• independent RIAJul 3, 2024 to Feb 3, 2025 · Plano, Tx
- C••••••••• F•••••••• N•••••• to M•• I•••••••• S•••••••• L••left Mar 13, 2026, registered Apr 2, 2026 (20 days) · Affiliated broker-dealer or bank to another
- F••••• I••••••••• to C••••••••• F•••••••• N••••••left Feb 3, 2025, registered Apr 25, 2025 (81 days) · RIA to affiliated broker-dealer or bank
- R••••• L•• M••••• I•• left C••••••••• F•••••••• N•••••• for M•• I•••••••• S•••••••• L•• (registered 2026-04-02)Mar 13, 2026 · Advisor changed firm · fact
- R••••• L•• M••••• I•• left F••••• I••••••••• for C••••••••• F•••••••• N•••••• (registered 2025-04-25)Feb 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address