DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Douglas A Clancy
Feed of 09/15/2026
Also filed as Doug Clancy
At current firm
3 y
since Jul 17, 2023
In the industry
19 y
since Mar 26, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Gibbs Wealth Management, LLC independent RIA currentsince Jul 17, 2023 · Roseville, Ca
- Gibbs Wealth Management, LLC independent RIAJun 15, 2020 to Jul 21, 2020 · Alpharetta, Ga
- Cornerstone Wealth & Tax Advisory Group unclassifiedJun 1, 2012 to Feb 19, 2024 · Roseville, Ca
- Alphastar Capital Management independent RIAAug 25, 2011 to May 31, 2012 · Roseville, Ca
- Regal Investment Advisors LLC BD affiliatedJan 12, 2011 to Aug 9, 2011 · Roseville, Ca
- Horter Investment Management, LLC independent RIAJan 25, 2010 to Sep 2, 2010 · Roseville, Ca
- The Investment Advisor Alliance LLC formerMar 27, 2007 to Jan 26, 2010 · Roseville, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cornerstone Wealth & Tax Advisory Group to Gibbs Wealth Management, LLCleft Feb 19, 2024, registered Jun 15, 2020 (-1344 days) · Other
- Alphastar Capital Management to Cornerstone Wealth & Tax Advisory Groupleft May 31, 2012, registered Jun 1, 2012 (1 days) · Other
- Regal Investment Advisors LLC to Alphastar Capital Managementleft Aug 9, 2011, registered Aug 25, 2011 (16 days) · Other
- Horter Investment Management, LLC to Regal Investment Advisors LLCleft Sep 2, 2010, registered Jan 12, 2011 (132 days) · Other
- The Investment Advisor Alliance LLC to Horter Investment Management, LLCleft Jan 26, 2010, registered Jan 25, 2010 (-1 days) · Other
Signals
- Douglas A Clancy left Cornerstone Wealth & Tax Advisory Group for Gibbs Wealth Management, Llc (registered 2020-06-15)Feb 19, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address