RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Mar 31, 2026 · Paramus, Nj
• J••• M••••• S••••••••• L•• wirehouse
  May 10, 2019 to Apr 1, 2026 · Wyckoff, Nj
• C••••• A•••••• N••••••• L•• former
  Jan 21, 2011 to Apr 17, 2012 · Florham Park, Nj
• H•••••• T••••••• • K•••• L•• independent RIA
  May 21, 2010 to Dec 23, 2010 · Edison, Nj
• N•• E•••••• S••••••••• C••••••••• former
  Jul 31, 2008 to May 20, 2010 · Fairfield, Nj

• J••• M••••• S••••••••• L•• to L•• F•••••••• L••
  left Apr 1, 2026, registered Mar 31, 2026 (-1 days) · Wirehouse to affiliated broker-dealer or bank
• C••••• A•••••• N••••••• L•• to J••• M••••• S••••••••• L••
  left Apr 17, 2012, registered May 10, 2019 (2579 days) · Other
• H•••••• T••••••• • K•••• L•• to C••••• A•••••• N••••••• L••
  left Dec 23, 2010, registered Jan 21, 2011 (29 days) · Other
• N•• E•••••• S••••••••• C••••••••• to H•••••• T••••••• • K•••• L••
  left May 20, 2010, registered May 21, 2010 (1 days) · Other

• W•••••• J• H••• left J••• M••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2026-03-31)
  Apr 1, 2026 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address