DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• T•••• R••••••
Feed of 09/14/2026
At current firm
6 y
since Oct 10, 2019
In the industry
20 y
since Nov 1, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• F•••••••• P••••••• BD affiliated currentsince Oct 10, 2019 · Jacksonville Beach, Fl
- F•••• C•••••• A••••••• S••••••• BD affiliatedDec 15, 2015 to May 17, 2019 · Fort Worth, Tx
- F•••• C•••••• F•••••••• P•••••••• I••• formerMay 30, 2006 to Dec 15, 2015 · Jacksonville Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- F•••• C•••••• A••••••• S••••••• to I••••••••• F•••••••• P•••••••left May 17, 2019, registered Oct 10, 2019 (146 days) · Affiliated broker-dealer or bank to another
- F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address