DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Brian Derral Griffiths
At current firm
0 y
since Dec 17, 2025
In the industry
19 y
since Aug 20, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Lido independent RIA currentsince Dec 17, 2025 · Cottonwood Heights, Ut
- Strategic Advisers LLC national BDMar 31, 2025 to Dec 12, 2025 · Sandy, Ut
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- Strategic Advisers LLC national BDJul 6, 2011 to Jul 13, 2018 · Salt Lake City, Ut
- Ameriprise Financial Services, LLC national BDAug 27, 2007 to Oct 8, 2010 · Sandy, Ut
Moves
a registration end followed by a registration begin elsewhere
- Strategic Advisers LLC to Lidoleft Dec 12, 2025, registered Dec 17, 2025 (5 days) · Affiliated broker-dealer or bank to independent RIA
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to Strategic Advisers LLCleft Oct 8, 2010, registered Jul 6, 2011 (271 days) · Affiliated broker-dealer or bank to another
Signals
- Brian Griffiths left Strategic Advisers Llc for Lido (registered 2025-12-17)Dec 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address