B•••• T• S••••••

• H•••• E••••• M••••••••• L•• state registered current
  since Mar 12, 2024 · Indialantic, Fl
• O•••• W•••••• I••• BD affiliated
  Aug 9, 2019 to Feb 5, 2024 · Melbourne, Fl
• C••••• A••••••• L•• former
  Jan 15, 2014 to Aug 12, 2019 · Greenwood Village, Co
• N••• F•••••••• G••••• I••• former
  Jun 11, 2010 to Dec 26, 2013 · Melbourne, Fl
• E••••• J•••• national BD
  Feb 13, 2007 to May 27, 2010 · Palm Bay, Fl

• O•••• W•••••• I••• to H•••• E••••• M••••••••• L••
  left Feb 5, 2024, registered Mar 12, 2024 (36 days) · Affiliated broker-dealer or bank to a state-registered adviser
• C••••• A••••••• L•• to O•••• W•••••• I•••
  left Aug 12, 2019, registered Aug 9, 2019 (-3 days) · Affiliated broker-dealer or bank to another
• N••• F•••••••• G••••• I••• to C••••• A••••••• L••
  left Dec 26, 2013, registered Jan 15, 2014 (20 days) · Other
• E••••• J•••• to N••• F•••••••• G••••• I•••
  left May 27, 2010, registered Jun 11, 2010 (15 days) · Other

• B•••• T• S•••••• left O•••• W•••••• I••• for H•••• E••••• M••••••••• L•• (registered 2024-03-12)
  Feb 5, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address