DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• J•••••••

V••• F•••••••• A•••••••• I•••BD affiliatedBoston, Madual registrantIAPD 5077138

Feed of 09/14/2026

Also filed as Shawn C Jennings

At current firm

0 y

since Nov 17, 2025

In the industry

20 y

since Feb 24, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• F•••••••• A•••••••• I••• BD affiliated current
since Nov 17, 2025 · Boston, Ma
S••••• W••••• M••••••••• independent RIA
Oct 26, 2023 to Nov 22, 2024 · Rockford, Il
A••••• A•• P••••••• S••••••• BD affiliated
Dec 11, 2018 to Sep 13, 2023 · Waltham, Ma
C•••••• S••••• • C••• I••• national BD
Jan 18, 2008 to Nov 13, 2018 · Burlington, Ma

Moves

a registration end followed by a registration begin elsewhere

S••••• W••••• M••••••••• to V••• F•••••••• A•••••••• I•••
left Nov 22, 2024, registered Nov 17, 2025 (360 days) · RIA to affiliated broker-dealer or bank
A••••• A•• P••••••• S••••••• to S••••• W••••• M•••••••••
left Sep 13, 2023, registered Oct 26, 2023 (43 days) · Affiliated broker-dealer or bank to independent RIA
C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••
left Nov 13, 2018, registered Dec 11, 2018 (28 days) · Affiliated broker-dealer or bank to another

Signals

S•••• J••••••• left S••••• W••••• M••••••••• for V••• F•••••••• A•••••••• I••• (registered 2025-11-17)
Nov 22, 2024 · Advisor changed firm · fact
S•••• J••••••• left A••••• A•• P••••••• S••••••• for S••••• W••••• M••••••••• (registered 2023-10-26)
Sep 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address