DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• A•••••• H••••

C•• W••••• M•••••••••state registeredDallas, TxIA-onlyIAPD 5077750

Certified Financial Planner

Feed of 09/14/2026

Also filed as C•••• A H••••

At current firm

3 y

since Apr 26, 2023

In the industry

20 y

since Apr 13, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•• W••••• M••••••••• state registered current
since Apr 26, 2023 · Dallas, Tx
A••••••• A••••••• S•••••••• L•• BD affiliated
Nov 1, 2021 to Jun 13, 2023 · Dallas, Tx
A••••••• A••••••• S••••••• former
Apr 23, 2020 to Nov 1, 2021 · Dallas, Tx
X• W••••• M••••••••• former
May 21, 2018 to May 11, 2020 · Addison, Tx
P•••••••• S••••••••• I••• BD affiliated
May 23, 2017 to Mar 22, 2018 · Addison, Tx
H•••••• H•••••••• H•••••••• L•• former
Apr 14, 2006 to Mar 25, 2008 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

A••••••• A••••••• S•••••••• L•• to C•• W••••• M•••••••••
left Jun 13, 2023, registered Apr 26, 2023 (-48 days) · Affiliated broker-dealer or bank to a state-registered adviser
A••••••• A••••••• S••••••• to A••••••• A••••••• S•••••••• L••
left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
X• W••••• M••••••••• to A••••••• A••••••• S•••••••
left May 11, 2020, registered Apr 23, 2020 (-18 days) · RIA to RIA
P•••••••• S••••••••• I••• to X• W••••• M•••••••••
left Mar 22, 2018, registered May 21, 2018 (60 days) · Other
H•••••• H•••••••• H•••••••• L•• to P•••••••• S••••••••• I•••
left Mar 25, 2008, registered May 23, 2017 (3346 days) · Other

Signals

C•••• A•••••• H•••• left A••••••• A••••••• S•••••••• L•• for C•• W••••• M••••••••• (registered 2023-04-26)
Jun 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address