DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Xo Wealth Management

Former SEC-registered adviserDallas, TexasCRD 281767SEC 801-106827websiteIAPD
Legal name Fuller Wealth Management, LLC
Latest filing Jan 16, 2025
First filing on the tape Oct 16, 2015 · 18 filings
SEC status approved since Oct 30, 2015
RAUM
$708M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$706M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$708M as of Jan 16, 2025
Mar 22, 2016$128M then
HNW client RAUM$534M as of Jan 16, 2025
Mar 30, 2018$70.0M then
State-registered IARs (5.B.3)6 as of Jan 16, 2025
Mar 22, 20160 then
Employees (5.A)9 as of Jan 16, 2025
Mar 22, 20161 then
Private funds: no history
RAUM +0.0% over the last fiscal year+3.9% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Jan 16, 2025; every figure names its basis
RAUM per advisor
$118MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
92derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.1MderivedHNW RAUM over HNW clients
Average account
$388,052derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Wrap fee program
$512MreportedItem 5.I
Custody
$53.6M, 41 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$534M75%
  • Individuals$172M24%
  • Pension and profit-sharing plans$1.9M0.3%
Individual clients
419reported
HNW clients
130reported
Pension plan clients
55reported
Charitable clients
0reported
Accounts
1,824reported
Financial planning clients
251-500reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$53.6M for 41 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Howard Matthew Fuller · Cco, Managing Directorcontrol
    since 01/2016 · owns 75% or more
  • Keith Garrett Paolella · Managing Membercontrol
    since 01/2021 · owns 50% to 75% of Slate Hill Partners LLC
  • Meir Josef Valdman · Managing Membercontrol
    since 01/2021 · owns 75% or more of Shp Big Sky LLC
Entity owners
  • Shp Big Sky LLC · Managing Member
    indirect · owns 50% to 75% of Slate Hill Partners LLC
  • Slate Hill Partners LLC · Owner
    direct · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Addison, Tx000
Dallas, Tx · principal000
Offices
Schedule D 1.F, the 25 largest
  • Addison, TX2 employees
What changed
consecutive filings, newest first
  • Accounts · 1,714 to 1,824
    Mar 31, 2023 to Mar 30, 2024
  • Advisory employees · 5 to 7
    Mar 31, 2023 to Mar 30, 2024
  • BD registered reps · 5 to 7
    Mar 31, 2023 to Mar 30, 2024
  • HNW clients · 110 to 130
    Mar 31, 2023 to Mar 30, 2024
  • Individual clients · 432 to 419
    Mar 31, 2023 to Mar 30, 2024
  • Pension plan clients · 78 to 55
    Mar 31, 2023 to Mar 30, 2024
  • Assets in custody · $2.4M to $53.6M
    Mar 31, 2023 to Mar 30, 2024
  • Employees · 5 to 9
    Mar 31, 2023 to Mar 30, 2024
  • State-registered IARs · 5 to 6
    Mar 31, 2023 to Mar 30, 2024
  • Discretionary RAUM · $579M to $696M
    Mar 31, 2023 to Mar 30, 2024
  • HNW RAUM · $440M to $534M
    Mar 31, 2023 to Mar 30, 2024
  • Individual RAUM · $117M to $172M
    Mar 31, 2023 to Mar 30, 2024
  • Non-discretionary RAUM · $0 to $12.1M
    Mar 31, 2023 to Mar 30, 2024
  • Pension RAUM · $22.0M to $1.9M
    Mar 31, 2023 to Mar 30, 2024
  • RAUM · $579M to $708M
    Mar 31, 2023 to Mar 30, 2024
  • Accounts · 608 to 1,714
    Mar 31, 2022 to Mar 31, 2023
  • Advisory employees · 6 to 5
    Mar 31, 2022 to Mar 31, 2023
  • BD registered reps · 6 to 5
    Mar 31, 2022 to Mar 31, 2023
  • HNW clients · 130 to 110
    Mar 31, 2022 to Mar 31, 2023
  • Individual clients · 393 to 432
    Mar 31, 2022 to Mar 31, 2023
  • Pension plan clients · 73 to 78
    Mar 31, 2022 to Mar 31, 2023
  • Assets in custody · unset to 2355371.0
    Mar 31, 2022 to Mar 31, 2023
  • Custody of client assets · false to true
    Mar 31, 2022 to Mar 31, 2023
  • Employees · 6 to 5
    Mar 31, 2022 to Mar 31, 2023
  • State-registered IARs · 6 to 5
    Mar 31, 2022 to Mar 31, 2023
  • Discretionary RAUM · $631M to $579M
    Mar 31, 2022 to Mar 31, 2023
  • HNW RAUM · $496M to $440M
    Mar 31, 2022 to Mar 31, 2023
  • Individual RAUM · $113M to $117M
    Mar 31, 2022 to Mar 31, 2023
  • Pension RAUM · $21.7M to $22.0M
    Mar 31, 2022 to Mar 31, 2023
  • RAUM · $631M to $579M
    Mar 31, 2022 to Mar 31, 2023
  • Accounts · 756 to 608
    Mar 31, 2021 to Mar 31, 2022
  • Advisory employees · 7 to 6
    Mar 31, 2021 to Mar 31, 2022
  • BD registered reps · 7 to 6
    Mar 31, 2021 to Mar 31, 2022
  • HNW clients · 141 to 130
    Mar 31, 2021 to Mar 31, 2022
  • Individual clients · 440 to 393
    Mar 31, 2021 to Mar 31, 2022
  • Pension plan clients · 78 to 73
    Mar 31, 2021 to Mar 31, 2022
  • Employees · 7 to 6
    Mar 31, 2021 to Mar 31, 2022
  • State-registered IARs · 7 to 6
    Mar 31, 2021 to Mar 31, 2022
  • Discretionary RAUM · $692M to $631M
    Mar 31, 2021 to Mar 31, 2022
  • HNW RAUM · $550M to $496M
    Mar 31, 2021 to Mar 31, 2022
Signals
17 dated events
  • Xo Wealth Management no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $707.8M)
    Mar 6, 2025 · Left the SEC roster · derived
  • Carl Patrick Carlos left Xo Wealth Management for Wealth Enhancement Advisory Services, Llc (registered 2025-02-03)
    Feb 14, 2025 · Advisor changed firm · fact
  • Matthew Howard Fuller left Xo Wealth Management for Wealth Enhancement Advisory Services, Llc (registered 2025-02-06)
    Feb 14, 2025 · Advisor changed firm · fact
  • Kimberly Ellen Arthur left Xo Wealth Management for Wealth Enhancement Advisory Services, Llc (registered 2025-02-03)
    Feb 14, 2025 · Advisor changed firm · fact
  • Stephen Valelly left Xo Wealth Management for Wealth Enhancement Advisory Services, Llc (registered 2025-02-06)
    Feb 14, 2025 · Advisor changed firm · fact
  • Valarie Latrice Wright left Xo Wealth Management for Wealth Enhancement Advisory Services, Llc (registered 2025-02-03)
    Feb 14, 2025 · Advisor changed firm · fact
  • XO Wealth Management's advisors moved to Wealth Enhancement Advisory Services, LLC (Dallas, TX): 5 of 5 registered, on the same day
    Feb 14, 2025 · Firm absorbed (people side) · derived
  • Philip Jeffrey Brooks left Xo Wealth Management for Redwood Family Wealth Llc (registered 2025-01-18)
    Feb 3, 2025 · Advisor changed firm · fact
  • Eric F Eisenhard left Xo Wealth Management for Redwood Family Wealth Llc (registered 2025-01-13)
    Dec 31, 2024 · Advisor changed firm · fact
  • Keith Garrett Paolella (Managing Member) appeared on Schedule A of Xo Wealth Management
    Mar 31, 2023 · Control person joined · fact
  • Meir Josef Valdman (Managing Member) appeared on Schedule A of Xo Wealth Management
    Mar 31, 2023 · Control person joined · fact
  • Alan Keith Goldfarb left Xo Wealth Management for Novak & Powell Financial Services, Inc. (registered 2022-08-05)
    Sep 7, 2022 · Advisor changed firm · fact
  • Kimberly T Abmeyer left Xo Wealth Management for Org Partners (registered 2022-03-02)
    Feb 28, 2022 · Advisor changed firm · fact
  • Buffie Anderson left Xo Wealth Management for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-12-26)
    Jan 11, 2022 · Advisor changed firm · fact
  • Xo Wealth Management reported RAUM $549.1M, up 63% from $336.0M (2019-09-27 to 2020-04-09)
    Apr 9, 2020 · RAUM change · derived
  • Xo Wealth Management reported RAUM $336.0M, up 98% from $170.0M (2018-09-04 to 2019-03-29)
    Mar 29, 2019 · RAUM change · derived
  • Fuller Wealth Management, Llc filed its initial SEC registration (Form ADV)
    Oct 16, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026