DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Debra Anne Stokes
Feed of 09/15/2026
Also filed as Debra A. Mcneill
At current firm
1 y
since Mar 3, 2025
In the industry
20 y
since Jan 10, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Scs Capital Management LLC independent RIA currentsince Mar 3, 2025 · Boston, Ma
- Lake Street Advisors formerApr 25, 2017 to Mar 11, 2025 · Portsmouth, Nh
- Lake Street Advisors, LLC formerMar 21, 2014 to Apr 20, 2017 · Portsmouth, Nh
- Ballentine Finn & Co Inc unclassifiedJan 10, 2006 to Sep 15, 2009 · Wolfeboro, Nh
Moves
a registration end followed by a registration begin elsewhere
- Lake Street Advisors to Scs Capital Management LLCleft Mar 11, 2025, registered Mar 3, 2025 (-8 days) · RIA to RIA · moved with a team
- Lake Street Advisors, LLC to Lake Street Advisorsleft Apr 20, 2017, registered Apr 25, 2017 (5 days) · channel change inside one enterprise, not a move · moved with a team
- Ballentine Finn & Co Inc to Lake Street Advisors, LLCleft Sep 15, 2009, registered Mar 21, 2014 (1648 days) · Other
Signals
- Debra Anne Stokes left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)Mar 11, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address