H•••••• M••••• A•••••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 10, 2025 · Loveland, Co
• S••••••••• A•••••• A•••••••• I••• former
  Nov 13, 2015 to Apr 23, 2020 · Longmont, Co
• M••••• O• O•••• I••••••• S•••••••• I••• independent RIA
  Jul 13, 2011 to Nov 19, 2015 · Denver, Co
• T••••••• I••••••••• M••••••••• I••• BD affiliated
  Apr 12, 2006 to Feb 22, 2010 · Louisville, Co

• S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••
  left Apr 23, 2020, registered Jan 10, 2025 (1723 days) · Affiliated broker-dealer or bank to another · moved with a team
• M••••• O• O•••• I••••••• S•••••••• I••• to S••••••••• A•••••• A•••••••• I•••
  left Nov 19, 2015, registered Nov 13, 2015 (-6 days) · Other
• T••••••• I••••••••• M••••••••• I••• to M••••• O• O•••• I••••••• S•••••••• I•••
  left Feb 22, 2010, registered Jul 13, 2011 (506 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address