DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Anthony St Stephen Richardson

Citigroup Global Markets Inc.BD affiliatedNewbury Park, Ca dual registrantIAPD 5080943

Certified Financial Planner

Feed of 09/15/2026

Also filed as Anthony Richardson

At current firm

0 y

since Sep 23, 2025

In the industry

20 y

since May 3, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Citigroup Global Markets Inc. BD affiliated current
since Sep 23, 2025 · Manhattan Beach, Ca
RBC Securities, Inc. BD affiliated
Dec 19, 2017 to Sep 29, 2025 · Los Angeles, Ca
Strategic Advisers LLC national BD
May 18, 2015 to Nov 9, 2017 · Los Angeles, Ca
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Apr 8, 2015 · Los Angeles, Ca
Chase Investment Services Corp. former
May 2, 2009 to Oct 1, 2012 · Los Angeles, Ca
Wamu Investments, Inc. unclassified
Apr 7, 2009 to May 2, 2009 · Los Angeles, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Apr 15, 2008 to Feb 12, 2009 · Beverly Hills, Ca
UBS Financial Services Inc. wirehouse
May 4, 2006 to Feb 29, 2008 · Beverly Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

RBC Securities, Inc. to Citigroup Global Markets Inc.
left Sep 29, 2025, registered Sep 23, 2025 (-6 days) · RIA to affiliated broker-dealer or bank
Strategic Advisers LLC to RBC Securities, Inc.
left Nov 9, 2017, registered Dec 19, 2017 (40 days) · Other
J.P. Morgan Securities LLC to Strategic Advisers LLC
left Apr 8, 2015, registered May 18, 2015 (40 days) · Wirehouse to affiliated broker-dealer or bank
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Wamu Investments, Inc. to Chase Investment Services Corp.
left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wamu Investments, Inc.
left Feb 12, 2009, registered Apr 7, 2009 (54 days) · Other
UBS Financial Services Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Feb 29, 2008, registered Apr 15, 2008 (46 days) · Wirehouse to wirehouse

Signals

Anthony St Stephen Richardson left Rbc Securities, Inc. for Citigroup Global Markets Inc. (registered 2025-09-23)
Sep 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address