DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kiran Naginbhai Patel
Feed of 09/14/2026
Also filed as Kiran Kumar Naginbhai Patel
At current firm
10 y
since Jan 4, 2016
In the industry
20 y
since Mar 17, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Westpark Wealth Advisors, Inc. independent RIA currentsince Jan 4, 2016 · Houston, Tx
- Cetera Advisors LLC formerFeb 10, 2014 to Dec 31, 2015 · Oak Brook, Il
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Feb 10, 2014 · Dallas, Tx
- Chase Investment Services Corp. formerJun 27, 2011 to Oct 1, 2012 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Cetera Advisors LLC to Westpark Wealth Advisors, Inc.left Dec 31, 2015, registered Jan 4, 2016 (4 days) · Other
- J.P. Morgan Securities LLC to Cetera Advisors LLCleft Feb 10, 2014, registered Feb 10, 2014 (0 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address