DFX Intelligence
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Registered advisor
J••••• T• J••••
Feed of 09/15/2026
Also filed as J••••• T••••• J••••
At current firm
1 y
since Aug 6, 2025
In the industry
20 y
since Apr 26, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated currentsince Aug 6, 2025 · Columbus, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDJun 26, 2020 to Aug 15, 2025 · Newark, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jul 7, 2020 · Johnstown, Oh
- C•••• I••••••••• S••••••• C•••• formerJan 9, 2012 to Oct 1, 2012 · Pataskala, Oh
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to S•••••• P••••••• I••••••••• A•••••••• L••left Aug 15, 2025, registered Aug 6, 2025 (-9 days) · Affiliated broker-dealer or bank to another · moved with a team
- J••• M••••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jul 7, 2020, registered Jun 26, 2020 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- J••••• T• J•••• left A••••••••• F•••••••• S•••••••• L•• for S•••••• P••••••• I••••••••• A•••••••• L•• (registered 2025-08-06)Aug 15, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address