DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

P•••••• W• K•••

M••••• S••••••wirehouseSaint Petersburg, Fl dual registrantIAPD 5086666

Feed of 09/15/2026

Also filed as Patrick William King

At current firm

4 y

since Aug 23, 2022

In the industry

20 y

since Jun 15, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Aug 23, 2022 · Saint Petersburg, Fl
F••••• I••••••••• independent RIA
Feb 25, 2022 to Aug 1, 2022 · Plano, Tx
R•••••• J•••• • A••••••••• I••• national BD
Oct 16, 2014 to Mar 3, 2021 · St. Petersburg, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 19, 2006 to Mar 15, 2014 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

F••••• I••••••••• to M••••• S••••••
left Aug 1, 2022, registered Aug 23, 2022 (22 days) · RIA to wirehouse
R•••••• J•••• • A••••••••• I••• to F••••• I•••••••••
left Mar 3, 2021, registered Feb 25, 2022 (359 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••
left Mar 15, 2014, registered Oct 16, 2014 (215 days) · Wirehouse to affiliated broker-dealer or bank

Signals

P•••••• W• K••• left F••••• I••••••••• for M••••• S•••••• (registered 2022-08-23)
Aug 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address