DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• C•••••••• K••••••

O•••• W•••••• I•••BD affiliatedBoston, Ma dual registrantIAPD 5086956

Certified Financial Planner

Feed of 09/14/2026

Also filed as M••••• C•••••••• Connarton

At current firm

2 y

since Jan 10, 2024

In the industry

20 y

since May 17, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jan 10, 2024 · Boston, Ma
J••• H•••••• I••••••••• M••••••••• L•• asset manager
Nov 8, 2018 to Dec 4, 2023 · Boston, Ma
M••••••• I••••••••• M••••••••• ••• L•• asset manager
Feb 29, 2016 to Nov 8, 2018 · Boston, Ma
A••••• P•••••• I••••••••• A•••• M••••••••• I••• former
Sep 9, 2013 to Jun 12, 2015 · Boston, Ma
E•••• V•••• M••••••••• asset manager
Aug 29, 2008 to Aug 12, 2013 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

J••• H•••••• I••••••••• M••••••••• L•• to O•••• W•••••• I•••
left Dec 4, 2023, registered Jan 10, 2024 (37 days) · Other
M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••
left Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
A••••• P•••••• I••••••••• A•••• M••••••••• I••• to M••••••• I••••••••• M••••••••• ••• L••
left Jun 12, 2015, registered Feb 29, 2016 (262 days) · Other
E•••• V•••• M••••••••• to A••••• P•••••• I••••••••• A•••• M••••••••• I•••
left Aug 12, 2013, registered Sep 9, 2013 (28 days) · Other

Signals

M••••• C•••••••• K•••••• left J••• H•••••• I••••••••• M••••••••• L•• for O•••• W•••••• I••• (registered 2024-01-10)
Dec 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address