RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• A•••••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Mar 15, 2022 · Bothell, Wa
- C•••••• C•••••• M••••••••• formerJun 13, 2018 to Dec 31, 2022 · Bellevue, Wa
- C•••••• S••••••••• C••••••••• unclassifiedJun 13, 2018 to Sep 26, 2023 · Kirkland, Wa
- C•••••• S••••••••• C••••••••• to G••••• R••••••••• P••••••• L••left Sep 26, 2023, registered Mar 15, 2022 (-560 days) · Other
- C•••••• C•••••• M••••••••• to C•••••• S••••••••• C•••••••••left Dec 31, 2022, registered Jun 13, 2018 (-1662 days) · Other
- H••••• A••••••• left C•••••• S••••••••• C••••••••• for G••••• R••••••••• P••••••• L•• (registered 2022-03-15)Sep 26, 2023 · Advisor changed firm · fact
- H••••• A••••••• left C•••••• C•••••• M••••••••• for C•••••• S••••••••• C••••••••• (registered 2018-06-13)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address