DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Leah Nicole Laurent
At current firm
7 y
since Jul 23, 2019
In the industry
20 y
since Mar 20, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Jul 23, 2019 · Pittsburgh, Pa
- MML Investors Services, LLC BD affiliatedOct 23, 2009 to Sep 7, 2010 · Pittsburgh, Pa
- Federated Investment Counseling institutionalMar 20, 2006 to Sep 11, 2009 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Edward Jonesleft Sep 7, 2010, registered Jul 23, 2019 (3241 days) · Other
- Federated Investment Counseling to MML Investors Services, LLCleft Sep 11, 2009, registered Oct 23, 2009 (42 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address