DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Lee Alaniz
Raymond James Financial Services Advisors, IncBD affiliatedSan Antonio, Txdual registrantIAPD 5089610
Feed of 09/14/2026
At current firm
10 y
since Mar 4, 2016
In the industry
20 y
since Apr 11, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Mar 4, 2016 · San Antonio, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 15, 2015 to Feb 23, 2016 · Austin, Tx
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Apr 29, 2015 · San Antonio, Tx
- Chase Investment Services Corp. formerDec 18, 2007 to Oct 1, 2012 · San Antonio, Tx
- Ameriprise Financial Services, LLC national BDApr 12, 2006 to Dec 7, 2007 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Raymond James Financial Services Advisors, Incleft Feb 23, 2016, registered Mar 4, 2016 (10 days) · Other
- J.P. Morgan Securities LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 29, 2015, registered May 15, 2015 (16 days) · Wirehouse to wirehouse · moved with a team
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to Chase Investment Services Corp.left Dec 7, 2007, registered Dec 18, 2007 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address