RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A•••• P••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Bloomington, In
- A•••••• A••••••• S••••••• formerDec 7, 2020 to Sep 5, 2025 · Bloomington, In
- C••••••• F•••••••• D••••••• I••• BD affiliatedJan 9, 2020 to Dec 17, 2020 · Kokomo, In
- L•• F•••••••• L•• BD affiliatedMar 25, 2011 to Apr 12, 2018 · Bedford, In
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMay 8, 2006 to Mar 16, 2011 · Fort Wayne, In
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- C••••••• F•••••••• D••••••• I••• to A•••••• A••••••• S•••••••left Dec 17, 2020, registered Dec 7, 2020 (-10 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C••••••• F•••••••• D••••••• I•••left Apr 12, 2018, registered Jan 9, 2020 (637 days) · RIA to affiliated broker-dealer or bank
- T••••••• I••••••••• M••••••••• I••• to L•• F•••••••• L••left Mar 16, 2011, registered Mar 25, 2011 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address