RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• S•• D••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 17, 2026 · Wichita, Ks
- O•••• W•••••• I••• BD affiliatedJan 19, 2024 to Jun 2, 2026 · Wichita, Ks
- W••••••• F•••••••• S•••••••• I••• formerJun 1, 2022 to Jan 19, 2024 · Wichita, Ks
- E•••• S••••••••• L•• BD affiliatedOct 9, 2020 to Jun 23, 2022 · Wichita, Ks
- O•••• W•••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jun 2, 2026, registered Jun 17, 2026 (15 days) · Affiliated broker-dealer or bank to another · moved with a team
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- E•••• S••••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Jun 23, 2022, registered Jun 1, 2022 (-22 days) · Affiliated broker-dealer or bank to another
- D•••• S•• D•••• left O•••• W•••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-06-17)Jun 2, 2026 · Advisor changed firm · fact
- D•••• S•• D•••• left E•••• S••••••••• L•• for W••••••• F•••••••• S•••••••• I••• (registered 2022-06-01)Jun 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address