DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sarah Jane Walkinshaw
Certified Financial Planner
Feed of 09/14/2026
Also filed as Sarah Jane Sauer
At current firm
2 y
since Mar 13, 2024
In the industry
20 y
since Sep 1, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Mar 13, 2024 · Westlake, Tx
- Schwab Wealth Advisory, Inc. no RAUMMay 1, 2023 to Jul 8, 2024 · Westlake, Tx
- Osaic Wealth, Inc. BD affiliatedFeb 18, 2020 to Apr 18, 2023 · Lewisville, Tx
- Osaic Wealth, Inc. BD affiliatedNov 2, 2018 to Feb 14, 2020 · Nashville, Tn
- Signator Investors, Inc. formerApr 17, 2018 to Nov 2, 2018 · Nashville, Tn
- Advice And Planning Services BD affiliatedMar 3, 2008 to Apr 28, 2009 · Frisco, Tx
Moves
a registration end followed by a registration begin elsewhere
- Schwab Wealth Advisory, Inc. to Charles Schwab & Co., Inc.left Jul 8, 2024, registered Mar 13, 2024 (-117 days) · channel change inside one enterprise, not a move
- Osaic Wealth, Inc. to Schwab Wealth Advisory, Inc.left Apr 18, 2023, registered May 1, 2023 (13 days) · Other
- Signator Investors, Inc. to Osaic Wealth, Inc.left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- Advice And Planning Services to Signator Investors, Inc.left Apr 28, 2009, registered Apr 17, 2018 (3276 days) · Other
Signals
- Sarah Jane Walkinshaw left Osaic Wealth, Inc. for Schwab Wealth Advisory, Inc. (registered 2023-05-01)Apr 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address