RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• R• M•••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jun 18, 2025 · Glenshaw, Pa
- F••••••• F•••••••• A••••••• independent RIAMay 16, 2017 to Mar 22, 2022 · Sewickley, Pa
- P•• W••••• M••••••••• BD affiliatedMay 11, 2016 to Apr 26, 2017 · Pittsburgh, Pa
- A••••• A•• P••••••• S••••••• BD affiliatedMay 23, 2012 to Mar 22, 2016 · Pittsburgh, Pa
- F•••• T•••• S••••••••• I••• BD affiliatedFeb 9, 2010 to Jun 7, 2012 · Pittsburgh, Pa
- P•• W••••• M••••••••• BD affiliatedJan 22, 2007 to Feb 23, 2010 · Pittsburgh, Pa
- F••••••• F•••••••• A••••••• to A••••• A•• P••••••• S•••••••left Mar 22, 2022, registered Jun 18, 2025 (1184 days) · RIA to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to F••••••• F•••••••• A•••••••left Apr 26, 2017, registered May 16, 2017 (20 days) · Other
- A••••• A•• P••••••• S••••••• to P•• W••••• M•••••••••left Mar 22, 2016, registered May 11, 2016 (50 days) · Other
- F•••• T•••• S••••••••• I••• to A••••• A•• P••••••• S•••••••left Jun 7, 2012, registered May 23, 2012 (-15 days) · Other
- P•• W••••• M••••••••• to F•••• T•••• S••••••••• I•••left Feb 23, 2010, registered Feb 9, 2010 (-14 days) · Other
- A••••• R• M••••• left F••••••• F•••••••• A••••••• for A••••• A•• P••••••• S••••••• (registered 2025-06-18)Mar 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address