RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• D••••• G••
- A•••• F•••••••• P•••••••• L•• mixed wealth currentsince Jan 29, 2025 · Winter Park, Fl
- O•• S••••• A••••••• unclassifiedJan 23, 2019 to Nov 2, 2022 · Winter Park, Fl
- P••••••••• S••••••••• C••••••••• independent RIAMar 31, 2016 to Dec 31, 2018 · Winter Springs, Fl
- O•• S••••• A••••••• to A•••• F•••••••• P•••••••• L••left Nov 2, 2022, registered Jan 29, 2025 (819 days) · Other
- P••••••••• S••••••••• C••••••••• to O•• S••••• A•••••••left Dec 31, 2018, registered Jan 23, 2019 (23 days) · Other · moved with a team
- J•••• D••••• G•• left O•• S••••• A••••••• for A•••• F•••••••• P•••••••• L•• (registered 2025-01-29)Nov 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address