DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher John Harris
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Jul 1, 2022
In the industry
20 y
since Feb 1, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince Jul 1, 2022 · Plymouth, Mn
- Hawkins Wealth Management formerMay 14, 2018 to Jul 27, 2022 · North Liberty, Ia
- Thrivent Investment Management Inc. BD affiliatedMar 21, 2006 to Apr 9, 2018 · Cedar Rapids, Ia
Moves
a registration end followed by a registration begin elsewhere
- Hawkins Wealth Management to Wealth Enhancement Advisory Services, LLCleft Jul 27, 2022, registered Jul 1, 2022 (-26 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Thrivent Investment Management Inc. to Hawkins Wealth Managementleft Apr 9, 2018, registered May 14, 2018 (35 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Christopher John Harris left Hawkins Wealth Management for Wealth Enhancement Advisory Services, Llc (registered 2022-07-01)Jul 27, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address