RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• S•••• B••••
- K••••• W•••••• L•• independent RIA currentsince Mar 26, 2026 · Austin, Tx
- R•••••••• F•••••••• G•••• L•• formerMar 15, 2022 to Apr 23, 2026 · Austin, Tx
- L•• F•••••••• L•• BD affiliatedAug 25, 2016 to Apr 10, 2022 · Austin, Tx
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 26, 2015 to Aug 26, 2016 · Austin, Tx
- N•• A•••••• S•••••••• L•• formerJan 18, 2012 to Jan 7, 2015 · Austin, Tx
- E•••••••• A•••••••• L•• national BDApr 3, 2006 to Jan 14, 2008 · Austin, Tx
- R•••••••• F•••••••• G•••• L•• to K••••• W•••••• L••left Apr 23, 2026, registered Mar 26, 2026 (-28 days) · RIA to RIA · moved with a team
- L•• F•••••••• L•• to R•••••••• F•••••••• G•••• L••left Apr 10, 2022, registered Mar 15, 2022 (-26 days) · RIA to a newly registered adviser · moved with a team
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Aug 26, 2016, registered Aug 25, 2016 (-1 days) · Other
- N•• A•••••• S•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 7, 2015, registered Feb 26, 2015 (50 days) · Other
- E•••••••• A•••••••• L•• to N•• A•••••• S•••••••• L••left Jan 14, 2008, registered Jan 18, 2012 (1465 days) · Other
- M••••• S•••• B•••• left R•••••••• F•••••••• G•••• L•• for K••••• W•••••• L•• (registered 2026-03-26)Apr 23, 2026 · a•••••• firm change · fact
- M••••• S•••• B•••• left L•• F•••••••• L•• for R•••••••• F•••••••• G•••• L•• (registered 2022-03-15)Apr 10, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address