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RIA Intelligence
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Registered advisor
G•••• R••• R•••••
Feed of 09/14/2026
Also filed as G•••• R••• R•••••
At current firm
2 y
since Oct 16, 2023
In the industry
15 y
since Jan 6, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Oct 16, 2023 · Chalfont, Pa
- W••••••••• A••••••• P••••••• L•• BD affiliatedMay 17, 2018 to Apr 21, 2020 · Chalfont, Pa
- P•••••• A•••••• G••••• L•• BD affiliatedFeb 26, 2014 to May 29, 2018 · Huntingdon Valley, Pa
- L•• F•••••••• L•• BD affiliatedMay 23, 2013 to Oct 20, 2023 · Huntingdon Valley, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 29, 2011 to Apr 26, 2013 · Jenkintown, Pa
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to P•••••• A•••••• G••••• L••left Oct 20, 2023, registered Feb 26, 2014 (-3523 days) · Other
- W••••••••• A••••••• P••••••• L•• to C••••• I••••••••• A••••••• L••left Apr 21, 2020, registered Oct 16, 2023 (1273 days) · RIA to affiliated broker-dealer or bank
- P•••••• A•••••• G••••• L•• to W••••••••• A••••••• P••••••• L••left May 29, 2018, registered May 17, 2018 (-12 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Apr 26, 2013, registered May 23, 2013 (27 days) · Other
Signals
- G•••• R••• R••••• left L•• F•••••••• L•• for P•••••• A•••••• G••••• L•• (registered 2014-02-26)Oct 20, 2023 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address