DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
E••• B•••••• S•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
11 y
since Jun 3, 2015
In the industry
20 y
since Jun 1, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jun 3, 2015 · Lone Tree, Co
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 16, 2015 · San Clemente, Ca
- C•••• I••••••••• S••••••• C•••• formerDec 14, 2006 to Oct 1, 2012 · San Clemente, Ca
- W•••• F•••• I••••••••• L•• unclassifiedJul 11, 2006 to Oct 16, 2006 · Prescott, Az
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to S••••• W••••• A•••••••• I•••left Apr 16, 2015, registered Jun 3, 2015 (48 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- W•••• F•••• I••••••••• L•• to C•••• I••••••••• S••••••• C••••left Oct 16, 2006, registered Dec 14, 2006 (59 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address