RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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- F••••• I••••••••• independent RIA currentsince Jun 15, 2026 · Plano, Tx
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Jul 31, 2025 · Westlake, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 27, 2021 to Mar 31, 2025 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 21, 2015 to Jun 22, 2017 · Fort Worth, Tx
- T• A••••••••• I••• formerJan 21, 2015 to Apr 20, 2021 · Fort Worth, Tx
- S•••••••• A••••••• L•• to F••••• I•••••••••left Jul 31, 2025, registered Jun 15, 2026 (319 days) · Affiliated broker-dealer or bank to independent RIA
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Apr 20, 2021, registered Sep 27, 2021 (160 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jun 22, 2017, registered Jan 21, 2015 (-883 days) · channel change inside one enterprise, not a move · moved with a team
- D•••• C•••••• left S•••••••• A••••••• L•• for F••••• I••••••••• (registered 2026-06-15)Jul 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address