RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• M•••••• S••••••••
- T•••••••• P••••••• F•••••••• L•• mixed wealth currentsince May 17, 2024 · Columbia, Md
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 10, 2015 to Jun 9, 2025 · Bethesda, Md
- P•••••••• S••••••••• I••• BD affiliatedDec 10, 2012 to Jan 26, 2015 · Bethesda, Md
- M•• I•••••••• S•••••••• L•• to T•••••••• P••••••• F•••••••• L••left Jun 9, 2025, registered May 17, 2024 (-388 days) · Other · moved with a team
- P•••••••• S••••••••• I••• to M•• I•••••••• S•••••••• L••left Jan 26, 2015, registered Aug 10, 2015 (196 days) · Other
- C••••••••• M•••••• S•••••••• left M•• I•••••••• S•••••••• L•• for T•••••••• P••••••• F•••••••• L•• (registered 2024-05-17)Jun 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address