RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Aug 1, 2023 · San Antonio, Tx
- I••••••••• W••••• A•••••••• L•• formerJun 3, 2013 to Aug 2, 2023 · San Antonio, Tx
- B••••••• C•••••• I••• formerJan 21, 2009 to Nov 29, 2012 · Miami, Fl
- L••••• B••••••• I••• unclassifiedMar 18, 2008 to Oct 15, 2008 · Miami, Fl
- I••••••••• W••••• A•••••••• L•• to C••••••left Aug 2, 2023, registered Aug 1, 2023 (-1 days) · RIA to RIA · moved with a team
- B••••••• C•••••• I••• to I••••••••• W••••• A•••••••• L••left Nov 29, 2012, registered Jun 3, 2013 (186 days) · Other
- L••••• B••••••• I••• to B••••••• C•••••• I•••left Oct 15, 2008, registered Jan 21, 2009 (98 days) · corporate re-registration, not a move
- F••••••• N••••• left I••••••••• W••••• A•••••••• L•• for Corient (registered 2023-08-01)Aug 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address