RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• J• T•••••••
- S•••••• F•••••••• G••••• L••••• independent RIA currentsince Jul 28, 2025 · Cottonwood Heights, Ut
- T•• M••••• W••••• G•••• formerFeb 10, 2015 to Oct 22, 2025 · Cottonwood Heights, Ut
- K••• C•••••• A•••••••• L•• formerJan 11, 2011 to Dec 17, 2013 · Farmington, Ut
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIAMar 26, 2007 to Dec 31, 2010 · Farmington, Ut
- T•• M••••• W••••• G•••• to S•••••• F•••••••• G••••• L•••••left Oct 22, 2025, registered Jul 28, 2025 (-86 days) · RIA to RIA · moved with a team
- K••• C•••••• A•••••••• L•• to T•• M••••• W••••• G••••left Dec 17, 2013, registered Feb 10, 2015 (420 days) · Other
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to K••• C•••••• A•••••••• L••left Dec 31, 2010, registered Jan 11, 2011 (11 days) · Other
- T•••• J• T••••••• left T•• M••••• W••••• G•••• for S•••••• F•••••••• G••••• L••••• (registered 2025-07-28)Oct 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address