RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• T••• M•••••••
- H•••••• S••••••••• I••• BD affiliated currentsince May 30, 2022 · Dallas, Tx
- P•• W••••• M••••••••• BD affiliatedAug 19, 2021 to Jun 1, 2022 · Houston, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerFeb 10, 2017 to Aug 17, 2021 · Sugarland, Tx
- P•• W••••• M••••••••• to H•••••• S••••••••• I•••left Jun 1, 2022, registered May 30, 2022 (-2 days) · Affiliated broker-dealer or bank to another
- P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••left Aug 17, 2021, registered Aug 19, 2021 (2 days) · corporate re-registration, not a move
- Jeannie Tran Martinez left Pnc Wealth Management for Hilltop Securities Inc. (registered 2022-05-30)Jun 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address