DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••••• E••••• W•••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSan Rafael, Cadual registrantIAPD 5111760

Feed of 09/14/2026

Also filed as Tim E••••• W•••••

At current firm

2 y

since Aug 26, 2024

In the industry

19 y

since Oct 5, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Aug 26, 2024 · San Rafael, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 1, 2023 to Oct 18, 2023 · San Rafael, Ca
S•••••• P••••••• I••••••••• S••••••••• L•• former
Aug 19, 2014 to Mar 6, 2023 · San Francisco, Ca
U••• B•••••• A•••••••• L•• BD affiliated
Apr 29, 2010 to Jun 10, 2014 · Walnut Creek, Ca
W•••• F•••• I••••••••• L•• unclassified
Oct 6, 2006 to Jun 12, 2009 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Oct 18, 2023, registered Aug 26, 2024 (313 days) · corporate re-registration, not a move
S•••••• P••••••• I••••••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 6, 2023, registered Mar 1, 2023 (-5 days) · RIA to affiliated broker-dealer or bank
U••• B•••••• A•••••••• L•• to S•••••• P••••••• I••••••••• S••••••••• L••
left Jun 10, 2014, registered Aug 19, 2014 (70 days) · Other
W•••• F•••• I••••••••• L•• to U••• B•••••• A•••••••• L••
left Jun 12, 2009, registered Apr 29, 2010 (321 days) · Other

Signals

T•••••• E••••• W••••• left S•••••• P••••••• I••••••••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2023-03-01)
Mar 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address