DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• W••• I•••

E••••• J••••national BDMeridian, Msdual registrantIAPD 5113049

Feed of 09/14/2026

Also filed as Chris W••• I•••

At current firm

2 y

since Jun 7, 2024

In the industry

20 y

since Jul 5, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Jun 7, 2024 · Meridian, Ms
M•• I•••••••• S•••••••• L•• BD affiliated
Jan 20, 2023 to Apr 3, 2024 · Memphis, Tn
V•••• F•••••••• A•••••••• I••• BD affiliated
Oct 22, 2014 to Nov 18, 2022 · Ridgeland, Ms
S•••••• N••••••• • C••••••• I••••••••• national BD
Sep 14, 2012 to Oct 24, 2014 · Meridian, Ms
M••••• K••••• • C••••••• L•• former
Oct 1, 2008 to Dec 31, 2010 · Meridian, Ms
V•••• F•••••••• A•••••••• I••• BD affiliated
Feb 15, 2007 to Jan 3, 2008 · Ridgeland, Ms

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to E••••• J••••
left Apr 3, 2024, registered Jun 7, 2024 (65 days) · Affiliated broker-dealer or bank to another
V•••• F•••••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••
left Nov 18, 2022, registered Jan 20, 2023 (63 days) · Affiliated broker-dealer or bank to another
S•••••• N••••••• • C••••••• I••••••••• to V•••• F•••••••• A•••••••• I•••
left Oct 24, 2014, registered Oct 22, 2014 (-2 days) · Other
M••••• K••••• • C••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••
left Dec 31, 2010, registered Sep 14, 2012 (623 days) · Other
V•••• F•••••••• A•••••••• I••• to M••••• K••••• • C••••••• L••
left Jan 3, 2008, registered Oct 1, 2008 (272 days) · Other

Signals

C••••••••• W••• I••• left M•• I•••••••• S•••••••• L•• for E••••• J•••• (registered 2024-06-07)
Apr 3, 2024 · Advisor changed firm · fact
C••••••••• W••• I••• left V•••• F•••••••• A•••••••• I••• for M•• I•••••••• S•••••••• L•• (registered 2023-01-20)
Nov 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address