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Registered advisor
J•••• D••• N••••
Feed of 09/15/2026
At current firm
4 y
since Jan 5, 2022
In the industry
20 y
since Jun 26, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• I••••••••• A•••••••• L•• other currentsince Jan 5, 2022 · Burlington, Vt
- A••••••• I••••••••• A••••••• S••••••••• L•• unclassifiedJan 6, 2022 to Dec 9, 2025 · Burlington, Vt
- P•••••••• S••••••••• I••• BD affiliatedMay 27, 2014 to Jan 4, 2022 · Waltham, Ma
- S•••••••• A••••••• L•• national BDOct 2, 2012 to Apr 1, 2014 · Merrimack, Nh
- A••••••••• F•••••••• S•••••••• L•• national BDJun 26, 2006 to Jan 3, 2007 · Westlake, Oh
Moves
a registration end followed by a registration begin elsewhere
- A••••••• I••••••••• A••••••• S••••••••• L•• to no registered destinationleft Dec 9, 2025 · Departure, no registered destination
- P•••••••• S••••••••• I••• to W•••• I••••••••• A•••••••• L••left Jan 4, 2022, registered Jan 5, 2022 (1 days) · Other
- S•••••••• A••••••• L•• to P•••••••• S••••••••• I•••left Apr 1, 2014, registered May 27, 2014 (56 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S•••••••• A••••••• L••left Jan 3, 2007, registered Oct 2, 2012 (2099 days) · Affiliated broker-dealer or bank to another
Signals
- J•••• D••• N•••• no longer registered at A••••••• I••••••••• A••••••• S••••••••• L••; no later IA registration on IAPDDec 9, 2025 · Advisor departure · fact
- J•••• D••• N•••• left P•••••••• S••••••••• I••• for W•••• I••••••••• A•••••••• L•• (registered 2022-01-05)Jan 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address