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Registered advisor
K•••••• E••• F••••
Feed of 09/15/2026
Also filed as K•••••• E••• F••••
At current firm
7 y
since Jun 5, 2019
In the industry
20 y
since Aug 15, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
19
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• S••••••••• I••• BD affiliated currentsince Jun 5, 2019 · Indianapolis, In
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 14, 2018 to May 30, 2019 · Indianapolis, In
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Dec 8, 2017 · Noblesville, In
- C•••• I••••••••• S••••••• C•••• formerOct 14, 2009 to Oct 1, 2012 · Westfield, In
- A••••••••• F•••••••• S•••••••• L•• national BDAug 24, 2006 to Sep 29, 2009 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to O••••••••• S••••••••• I•••left May 30, 2019, registered Jun 5, 2019 (6 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Dec 8, 2017, registered Feb 14, 2018 (68 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Sep 29, 2009, registered Oct 14, 2009 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address