RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• R• D•••••
- T• R••• P•••• A••••••••• I••• asset manager currentsince Sep 2, 2026 · Kirkwood, Mo
- P•••••••• S••••••••• I••• BD affiliatedJan 4, 2023 to Jul 15, 2026 · Chesterfield, Mo
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 25, 2017 to Dec 15, 2022 · St. Louis, Mo
- P•••••••• S••••••••• I••• to T• R••• P•••• A••••••••• I•••left Jul 15, 2026, registered Sep 2, 2026 (49 days) · Other
- M•• I•••••••• S•••••••• L•• to P•••••••• S••••••••• I•••left Dec 15, 2022, registered Jan 4, 2023 (20 days) · Affiliated broker-dealer or bank to another
- P•••••• R• D••••• left P•••••••• S••••••••• I••• for T• R••• P•••• A••••••••• I••• (registered 2026-09-02)Jul 15, 2026 · Advisor changed firm · fact
- P•••••• R• D••••• left M•• I•••••••• S•••••••• L•• for P•••••••• S••••••••• I••• (registered 2023-01-04)Dec 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address