RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• W•••• B••••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Jun 17, 2019 · Vestavia, Al
- N••••••••• M••••• I••••••••• S••••••••• no RAUMFeb 23, 2018 to Apr 17, 2019 · Nashville, Tn
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 6, 2014 to Jan 4, 2018 · Chattanooga, Tn
- S••••••• F•••••••• S•••••••• I••• formerOct 18, 2013 to Mar 25, 2014 · Brentwood, Tn
- N••••••••• M••••• I••••••••• S••••••••• to S•••• F••• I••••••••• M••••••••• C••••left Apr 17, 2019, registered Jun 17, 2019 (61 days) · Other
- M•• I•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Jan 4, 2018, registered Feb 23, 2018 (50 days) · Other
- S••••••• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2014, registered May 6, 2014 (42 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address