RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• G••••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 21, 2026 · Ardsley, Ny
- C•••••• S••••• • C••• I••• national BDJan 26, 2022 to Dec 3, 2025 · Scarsdale, Ny
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 7, 2021 to Sep 7, 2023 · Scarsdale, Ny
- T• A••••••••• I••• formerAug 7, 2021 to Oct 14, 2022 · Scarsdale, Ny
- A••••• A•• P••••••• S••••••• BD affiliatedFeb 2, 2016 to Nov 5, 2020 · White Plains, Ny
- C•••••• O•• A•••••••• L•• formerJan 28, 2015 to Jan 25, 2016 · Seattle, Wa
- C•••••• O•• F•••••••• A••••••• L•• unclassifiedDec 19, 2012 to Jan 28, 2015 · Melville, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Nov 9, 2012 · New York, Ny
- C•••• I••••••••• S••••••• C•••• formerJun 26, 2012 to Oct 1, 2012 · New York, Ny
- C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••left Dec 3, 2025, registered Jan 21, 2026 (49 days) · Affiliated broker-dealer or bank to wirehouse
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Aug 7, 2021 (-433 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to T• A••••••••• I•••left Nov 5, 2020, registered Aug 7, 2021 (275 days) · Other
- C•••••• O•• A•••••••• L•• to A••••• A•• P••••••• S•••••••left Jan 25, 2016, registered Feb 2, 2016 (8 days) · Other
- C•••••• O•• F•••••••• A••••••• L•• to C•••••• O•• A•••••••• L••left Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to C•••••• O•• F•••••••• A••••••• L••left Nov 9, 2012, registered Dec 19, 2012 (40 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- J••••••• G•••••••• left C•••••• S••••• • C••• I••• for J••• M••••• S••••••••• L•• (registered 2026-01-21)Dec 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address