DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••• R••••••••• G••••
Legal name I••••• R•••••• I••••••••• A••••••• I••
Latest filing Mar 27, 2026
First filing on the tape Apr 2, 2012 · 36 filings
SEC status approved since Jun 27, 1991
RAUM
$2.6B
reported, Item 5.F
Discretionary
38%
of RAUM
Private clients
26%
$685M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$262M
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$2.6B as of Mar 27, 2026
Apr 2, 2012$661M then
HNW client RAUM$530M as of Mar 27, 2026
Mar 30, 2018$176M then
State-registered IARs (5.B.3)10 as of Mar 27, 2026
Mar 28, 201310 then
Employees (5.A)10 as of Mar 27, 2026
Mar 28, 201349 then
Private funds: no history
RAUM +13% over the last fiscal year+9.3% a year over threeIARs 10 to 10
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $262MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 80derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $2.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 38%derivedof RAUM
- Institutional
- 74%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $1.6B, 131 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.9B74%
- High-net-worth individuals$530M20%
- Individuals$155M5.9%
- Individual clients
- 629reported
- HNW clients
- 166reported
- Pension plan clients
- 261reported
- Charitable clients
- n/areported
- Accounts
- 1,056reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.6B for 131 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.26 fund_share=0.0 institutional_share=0.74 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• J•••••• E••••••• | Miami, Fl | Jul 26, 1991 | 36 y | 1 |
| H•••• L•• M••••• | Miami, Fl | Dec 19, 2005 | 32 y | 0 |
| T••• J•• L••• | Miami, Fl | Sep 7, 2006 | 29 y | 0 |
| E••••••••• M•••••• B••••••• | Miami, Fl | Aug 23, 2010 | 19 y | 0 |
| J•••••• F• P••••• | Brentwood, Tn | Aug 16, 2018 | 16 y | 1 |
| N•••• B•••••Certified Financial Planner, Chartered Financial Analyst | Miami, Fl | Apr 29, 2019 | 16 y | 2 |
| S•••••• C••••• C••••• | Miami, Fl | Jan 6, 2020 | 10 y | 0 |
| E••• A•••••••• T•••••• | Miami, Fl | Sep 4, 2020 | 16 y | 0 |
| M••••• S••••• | Miami, Fl | Jul 14, 2022 | 13 y | 0 |
| L•••• E•••••••• G•••••••••Certified Financial Planner | Miami, Fl | Jul 20, 2024 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A•••••• M•••• to J••• H•••••• P••••••• F•••••••• S•••••••• L••Mar 4, 2019 · Other
- P•••••• J• M•••••• to G••••• R••••••••• P••••••• L••Aug 10, 2017 · Other
- M•••••• D••• H••••••••• to F••••• F•••••••• M••••••••• I•••Dec 8, 2014 · Other
- C••••• C•••• C••••• to C••••• W••••• M•••••••••Dec 5, 2014 · Other
Joined, latest
- N•••• B••••• from S•• C•••• H••••••• L••Apr 29, 2019 · Other
- P•••••• J• M•••••• from L•• F•••••••• L••Feb 6, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E•••••••• M•••• J•••••• · Senior Vice Presidentcontrolsince 06/1991 · owns less than 5%
- H•••• P••••••• W•••••• · Presidentcontrolsince 03/2023 · owns less than 5%
- H•••••• B••••• M••••••• J•• · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- P•••••• J•••••• · Senior Vp & Secretarycontrolsince 03/2023 · owns less than 5%
- R••••••• M••••••• G••••• · Chief Financial Officercontrolsince 12/2020 · owns less than 5%
- S••••••••• M••••• E• · Chairman & Treasurercontrolsince 03/2023 · owns less than 5%
Entity owners
- I••••• • C•••••• · Shareholderdirect · owns 75% or more
- K•••• A••••••••• I••• · Shareholderindirect · owns 75% or more of U••• H•••••••• I•••
- K•••• H•••••••• I••• · Shareholderindirect · owns 75% or more of K•••• I••••••••• I•••
- K•••• I••••••••• I••• · Shareholderindirect · owns 75% or more of K•••• A••••••••• I•••
- T•••••••• A••••••••• L• · Limited Partnerindirect · owns 50% to 75% of T•••••••• H•••••••• L•
- T•••••••• H••••••• G•• L•• · General Partnerindirect · owns F of T•••••••• H•••••••• L•
- T•••••••• H••••••• G•• L•• · General Partnerindirect · owns F of T•••••••• A••••••••• L•
- T•••••••• H•••••••• L• · Shareholderindirect · owns 75% or more of K•••• H•••••••• I•••
- U••• R••••••••• P•••••••• I••• · Shareholderindirect · owns 75% or more of I••••• • C••••••
- U••• H•••••••• I••• · Shareholderindirect · owns 75% or more of U••• R••••••••• P•••••••• I•••
- V•••••• F••• V• •••• L• · Limited Partnerindirect · owns 25% to 50% of T•••••••• A••••••••• L•
- V•••••• F••• V• L• · Limited Partnerindirect · owns 50% to 75% of T•••••••• A••••••••• L•
- V•••••• G• V• L• · General Partnerindirect · owns F of V•••••• F••• V• L•
- V•••••• G• V• L• · General Partnerindirect · owns F of V•••••• F••• V• •••• L•
Related persons
Schedule D 7.A
- I••••• • C••••••LP sponsory
- I••••• F•••••••• C•••••••••real estatey
- M••••••••• S••••••••• L••broker-dealern
- P••• I••••••••• L••investment advisernRAUM $676M
- Daybright Advisory Services, Inc.investment adviseryRAUM $997M
Advisers that list I••••• R••••••••• G•••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 27, 2026institutional share of RAUM of 74% against a peer median of 3% (1362 comparable advisers, 99.0th percentile, 17.7 robust deviations)peers: independent wealth managers, $1B to $5B (1,362) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 1,049 to 1,056Mar 30, 2025 to Mar 27, 2026
- HNW clients · 197 to 166Mar 30, 2025 to Mar 27, 2026
- Individual clients · 592 to 629Mar 30, 2025 to Mar 27, 2026
- Pension plan clients · 260 to 261Mar 30, 2025 to Mar 27, 2026
- Assets in custody · $1.5B to $1.6BMar 30, 2025 to Mar 27, 2026
- Discretionary RAUM · $830M to $984MMar 30, 2025 to Mar 27, 2026
- HNW RAUM · $482M to $530MMar 30, 2025 to Mar 27, 2026
- Individual RAUM · $108M to $155MMar 30, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $1.5B to $1.6BMar 30, 2025 to Mar 27, 2026
- Pension RAUM · $1.7B to $1.9BMar 30, 2025 to Mar 27, 2026
- RAUM · $2.3B to $2.6BMar 30, 2025 to Mar 27, 2026
- Accounts · 1,069 to 1,049Aug 20, 2024 to Mar 30, 2025
- HNW clients · 172 to 197Aug 20, 2024 to Mar 30, 2025
- Individual clients · 609 to 592Aug 20, 2024 to Mar 30, 2025
- Pension plan clients · 288 to 260Aug 20, 2024 to Mar 30, 2025
- Assets in custody · $1.4B to $1.5BAug 20, 2024 to Mar 30, 2025
- Financial planning clients · 26-50 to 26-50Aug 20, 2024 to Mar 30, 2025
- Discretionary RAUM · $739M to $830MAug 20, 2024 to Mar 30, 2025
- HNW RAUM · $372M to $482MAug 20, 2024 to Mar 30, 2025
- Individual RAUM · $106M to $108MAug 20, 2024 to Mar 30, 2025
- Non-discretionary RAUM · $1.3B to $1.5BAug 20, 2024 to Mar 30, 2025
- Pension RAUM · $1.6B to $1.7BAug 20, 2024 to Mar 30, 2025
- RAUM · $2.1B to $2.3BAug 20, 2024 to Mar 30, 2025
- Accounts · 1,106 to 1,069Jul 7, 2023 to Mar 29, 2024
- Advisory employees · 12 to 10Jul 7, 2023 to Mar 29, 2024
- HNW clients · 152 to 172Jul 7, 2023 to Mar 29, 2024
- Individual clients · 649 to 609Jul 7, 2023 to Mar 29, 2024
- Pension plan clients · 305 to 288Jul 7, 2023 to Mar 29, 2024
- Assets in custody · $1.2B to $1.4BJul 7, 2023 to Mar 29, 2024
- Employees · 25 to 10Jul 7, 2023 to Mar 29, 2024
- State-registered IARs · 12 to 10Jul 7, 2023 to Mar 29, 2024
- Discretionary RAUM · $606M to $739MJul 7, 2023 to Mar 29, 2024
- HNW RAUM · $290M to $372MJul 7, 2023 to Mar 29, 2024
- Individual RAUM · $102M to $106MJul 7, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $1.4B to $1.3BJul 7, 2023 to Mar 29, 2024
- Pension RAUM · $1.6B to $1.6BJul 7, 2023 to Mar 29, 2024
- RAUM · $2.0B to $2.1BJul 7, 2023 to Mar 29, 2024
- Related broker-dealer · false to trueJul 7, 2023 to Mar 29, 2024
- Accounts · 1,099 to 1,106Jul 7, 2022 to Mar 31, 2023
- Advisory employees · 10 to 12Jul 7, 2022 to Mar 31, 2023
Signals
11 dated events
- George Kenneth Ingham (President/Ceo) no longer on Schedule A of I••••• R••••••••• G•••• (listed 2023-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Roger Andrew Newman (Chief Compliance Officer/General Counsel) no longer on Schedule A of I••••• R••••••••• G•••• (listed 2023-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Mccutcheon Mark Skinner (Chairman And Treasurer) no longer on Schedule A of I••••• R••••••••• G•••• (listed 2023-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- William Patrick Hale (President) appeared on Schedule A of I••••• R••••••••• G••••Mar 31, 2023 · Control person joined · fact
- Joy M•••••• H•••••• B•••• (Chief Compliance Officer) appeared on Schedule A of I••••• R••••••••• G••••Mar 31, 2023 · Control person joined · fact
- E Megan Schneider (Chairman & Treasurer) appeared on Schedule A of I••••• R••••••••• G••••Mar 31, 2023 · Control person joined · fact
- J•••••• P••••• (Senior Vp & Secretary) appeared on Schedule A of I••••• R••••••••• G••••Mar 31, 2023 · Control person joined · fact
- Marie Linda Ingham (Secretary) no longer on Schedule A of I••••• R••••••••• G•••• (listed 2020-12-11, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Mccutcheon Mark Skinner (Chairman And Treasurer) appeared on Schedule A of I••••• R••••••••• G••••Mar 29, 2021 · Control person joined · fact
- Gerard Matthew Riordan (Chief Financial Officer) appeared on Schedule A of I••••• R••••••••• G••••Mar 29, 2021 · Control person joined · fact
- I••••• R••••••••• G•••• reported RAUM $1.8B, up 30% from $1.4B (2017-03-31 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 866-631-8777reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- daybright.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-671-2200reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- daybright.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $262Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026