I•••• E• C••••••••

• S••••• W••••• A•••••••• I••• no RAUM current
  since Jul 29, 2022 · Chicago, Il
• J••• M••••• S••••••••• L•• wirehouse
  Dec 11, 2012 to Jun 24, 2022 · Chicago, Il
• C•••••• S••••• • C••• I••• national BD
  Oct 30, 2007 to Jul 11, 2011 · Indianapolis, In
• E•••••••• A•••••••• L•• national BD
  Jul 12, 2006 to Jun 13, 2007 · Carmel, In

• J••• M••••• S••••••••• L•• to S••••• W••••• A•••••••• I•••
  left Jun 24, 2022, registered Jul 29, 2022 (35 days) · Other
• C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
  left Jul 11, 2011, registered Dec 11, 2012 (519 days) · Affiliated broker-dealer or bank to wirehouse
• E•••••••• A•••••••• L•• to C•••••• S••••• • C••• I•••
  left Jun 13, 2007, registered Oct 30, 2007 (139 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Jun 24, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

No RAUM reportedderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address