RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B•••• L••••••
- P•••• W••••• M••••••••• independent RIA currentsince Apr 11, 2024 · Alpharetta, Ga
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Apr 5, 2024 · Boston, Ma
- S•••••••• A••••••• L•• national BDJul 2, 2015 to Jul 13, 2018 · Atlanta, Ga
- T•• M••••• F••• S•••• formerMar 24, 2015 to Jun 1, 2015 · Atlanta, Ga
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 12, 2007 to Mar 3, 2015 · Atlanta, Ga
- T• A••••••••• I••• formerSep 12, 2007 to Mar 3, 2015 · Atlanta, Ga
- F••••••• P••••••• A•• W•••••••• A••••••• to P•••• W••••• M•••••••••left Apr 5, 2024, registered Apr 11, 2024 (6 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- T•• M••••• F••• S•••• to S•••••••• A••••••• L••left Jun 1, 2015, registered Jul 2, 2015 (31 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T•• M••••• F••• S••••left Mar 3, 2015, registered Mar 24, 2015 (21 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 3, 2015, registered Sep 12, 2007 (-2729 days) · channel change inside one enterprise, not a move
- M•••••• B•••• L•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for P•••• W••••• M••••••••• (registered 2024-04-11)Apr 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address