DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Power Wealth Management
Legal name Power Wealth Management LLC
Latest filing Sep 14, 2026
First filing on the tape Apr 6, 2023 · 16 filings
SEC status approved since May 8, 2023
RAUM
$430M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$430M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$61.4M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$430M as of Jul 15, 2026
Mar 29, 2024$294M then
HNW client RAUM$369M as of Jul 15, 2026
Mar 29, 2024$262M then
State-registered IARs (5.B.3)7 as of Jul 15, 2026
Mar 29, 20244 then
Employees (5.A)10 as of Jul 15, 2026
Mar 29, 20246 then
Private funds: no history
RAUM +13% over the last fiscal yearIARs 5 to 7offices 1 to 2
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $61.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $598,776derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $108M, 148 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$369M86%
- Individuals$61.0M14%
- Individual clients
- 122reported
- HNW clients
- 131reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 718reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $108M for 148 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brett Andrew PowerCertified Financial Planner, Chartered Financial Analyst | Alpharetta, Ga | Jun 24, 2021 | 18 y | 6 |
| Ian Joseph RiveroCertified Financial Planner | Virginia Beach, Va | Mar 23, 2023 | 15 y | 3 |
| Pamela M Tate | Alpharetta, Ga | Feb 2, 2024 | 11 y | 0 |
| Matthew Brian Lambert | Alpharetta, Ga | Apr 11, 2024 | 19 y | 5 |
| Christine Allen Kopin | Alpharetta, Ga | May 1, 2025 | 10 y | 2 |
| Jordan Meurrier Pedron | Alpharetta, Ga | Jun 8, 2026 | 14 y | 7 |
| Desmond Eugene BlueCertified Financial Planner, Chartered Financial Analyst | Alpharetta, Ga | Aug 31, 2026 | 11 y | 3 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 14% of current headcount1 left over 36 months
Left, latest
- Nicholas Andrew Coppola to Rockefeller Capital ManagementJul 2, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Desmond Eugene Blue from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 31, 2026 · Wirehouse to independent RIA
- Jordan Meurrier Pedron from Claro Advisors Inc.Jun 8, 2026 · RIA to RIA
- Christine Allen Kopin from Morgan StanleyMay 1, 2025 · Wirehouse to independent RIA
- Matthew Brian Lambert from Fidelity Personal And Workplace AdvisorsApr 11, 2024 · Affiliated broker-dealer or bank to independent RIA
- Nicholas Andrew Coppola from Mercer Global Advisors Inc.Jun 8, 2023 · RIA to RIA
- Ian Joseph Rivero from Calamos Wealth Management LLCMar 23, 2023 · RIA to RIA
- Brett Andrew Power from The Money Advisor Group, LLCJun 24, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrew Nicholas Coppola · Chief Compliance Officer, Chief Investment Officercontrolsince 07/2024 · owns less than 5%
- Andrew Brett Power · President, Partner, Senior Wealth Advisorcontrolsince 05/2021 · owns less than 5%
- Joseph Ian Rivero · Partner, Senior Wealth Advisorcontrolsince 03/2023 · owns less than 5%
- Andrew Brett Power · Membercontrolsince 01/2023 · owns 75% or more of Powerful Ventures, LLC
- Joseph Ian Rivero · Membercontrolsince 01/2023 · owns 75% or more of Capital River Ventures LLC
Entity owners
- Capital River Ventures LLC · Memberdirect · owns 50% to 75%
- Powerful Ventures, LLC · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- Power Protection Strategiesreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Alpharetta, Ga · principal | 7 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500Jul 15, 2026 to Sep 14, 2026
- Succession · false to unsetJul 15, 2026 to Sep 14, 2026
- Advisory employees · 5 to 6Mar 19, 2026 to Jun 23, 2026
- Insurance-licensed employees · 0 to 1Mar 19, 2026 to Jun 23, 2026
- State-registered IARs · 5 to 7Mar 19, 2026 to Jun 23, 2026
- Other offices · 1 to 2Mar 19, 2026 to Jun 23, 2026
- Accounts · 635 to 718Nov 5, 2025 to Mar 19, 2026
- Advisory activities · 4 to 5Nov 5, 2025 to Mar 19, 2026
- HNW clients · 99 to 131Nov 5, 2025 to Mar 19, 2026
- Individual clients · 123 to 122Nov 5, 2025 to Mar 19, 2026
- Assets in custody · $70.4M to $108MNov 5, 2025 to Mar 19, 2026
- Employees · 8 to 10Nov 5, 2025 to Mar 19, 2026
- Financial planning clients · 101-250 to 251-500Nov 5, 2025 to Mar 19, 2026
- Discretionary RAUM · $381M to $430MNov 5, 2025 to Mar 19, 2026
- HNW RAUM · $320M to $369MNov 5, 2025 to Mar 19, 2026
- Individual RAUM · $60.9M to $61.0MNov 5, 2025 to Mar 19, 2026
- RAUM · $381M to $430MNov 5, 2025 to Mar 19, 2026
- Accounts · 476 to 635Jan 2, 2025 to Mar 10, 2025
- Advisory employees · 4 to 5Jan 2, 2025 to Mar 10, 2025
- Advisory activities · 3 to 4Jan 2, 2025 to Mar 10, 2025
- HNW clients · 71 to 99Jan 2, 2025 to Mar 10, 2025
- Individual clients · 81 to 123Jan 2, 2025 to Mar 10, 2025
- Assets in custody · $67.4M to $70.4MJan 2, 2025 to Mar 10, 2025
- Employees · 6 to 8Jan 2, 2025 to Mar 10, 2025
- Financial planning clients · 26-50 to 101-250Jan 2, 2025 to Mar 10, 2025
- Discretionary RAUM · $261M to $381MJan 2, 2025 to Mar 10, 2025
- HNW RAUM · $262M to $320MJan 2, 2025 to Mar 10, 2025
- Individual RAUM · $31.7M to $60.9MJan 2, 2025 to Mar 10, 2025
- Non-discretionary RAUM · $33.2M to $0Jan 2, 2025 to Mar 10, 2025
- RAUM · $294M to $381MJan 2, 2025 to Mar 10, 2025
- Advisory employees · 3 to 4Apr 11, 2024 to Jul 26, 2024
- Advisory activities · 4 to 3Apr 11, 2024 to Jul 26, 2024
- Assets in custody · unset to 67362918.0Apr 11, 2024 to Jul 26, 2024
- Custody of client assets · false to trueApr 11, 2024 to Jul 26, 2024
- State-registered IARs · 4 to 5Apr 11, 2024 to Jul 26, 2024
- Accounts · 322 to 476Nov 29, 2023 to Mar 29, 2024
- Advisory employees · 2 to 3Nov 29, 2023 to Mar 29, 2024
- HNW clients · 54 to 71Nov 29, 2023 to Mar 29, 2024
- Individual clients · 152 to 81Nov 29, 2023 to Mar 29, 2024
- Employees · 4 to 6Nov 29, 2023 to Mar 29, 2024
Signals
6 dated events
- Nicholas Andrew Coppola left Power Wealth Management for Rockefeller Capital Management (registered 2026-07-14)Jul 2, 2026 · Advisor changed firm · fact
- Andrew Nicholas Coppola (Chief Compliance Officer, Chief Investment Officer) appeared on Schedule A of Power Wealth ManagementJul 26, 2024 · Control person joined · fact
- Power Wealth Management reported RAUM $293.8M, up 130% from $127.8M (2023-11-29 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Michael Matthew Giggey (Chief Compliance Officer) appeared on Schedule A of Power Wealth ManagementNov 29, 2023 · Control person joined · fact
- Perdue Alisha Dowell (Chief Compliance Officer) no longer on Schedule A of Power Wealth Management (listed 2023-04-06, absent 2023-11-29)Nov 29, 2023 · Control person left · inference
- Power Wealth Management filed its initial SEC registration (Form ADV)Apr 6, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/power-wealth-management-llcreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 404-889-8919reportedpublic record, Form ADV, Sep 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026