RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• J•••• I•••• T•••
- C•••••• independent RIA currentsince Apr 21, 2026 · Seattle, Wa
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Apr 24, 2026 · Redmond, Wa
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDApr 2, 2012 to Jul 13, 2018 · Bellevue, Wa
- C•••• I••••••••• S••••••• C•••• formerSep 23, 2009 to Oct 22, 2010 · Sammamish, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDAug 10, 2006 to Aug 31, 2009 · Bellevue, Wa
- S•••••••• A••••••• L•• to C••••••left Apr 24, 2026, registered Apr 21, 2026 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to S•••••••• A••••••• L••left Oct 22, 2010, registered Apr 2, 2012 (528 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Aug 31, 2009, registered Sep 23, 2009 (23 days) · Other
- Craig James Isamu Tasa left Strategic Advisers Llc for Corient (registered 2026-04-21)Apr 24, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address