RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R•••••• C••••••
- P••••••• A•••••••• L•• independent RIA currentsince Jun 15, 2026 · Walnut Creek, Ca
- A•••••• independent RIA currentsince Oct 30, 2025 · Dallas, Tx
- C••••••• A••••••• S•••••••• L•• formerJun 5, 2018 to Dec 16, 2021 · Danville, Ca
- C••••• A••••••• L•• formerFeb 28, 2012 to Jul 10, 2019 · Danville, Ca
- P•••••• W••• F•••••••• C••••••••• I•• formerJul 16, 2008 to Feb 28, 2012 · Renton, Wa
- C••••••• A••••••• S•••••••• L•• to A••••••left Dec 16, 2021, registered Oct 30, 2025 (1414 days) · RIA to RIA
- C••••• A••••••• L•• to C••••••• A••••••• S•••••••• L••left Jul 10, 2019, registered Jun 5, 2018 (-400 days) · Affiliated broker-dealer or bank to independent RIA
- P•••••• W••• F•••••••• C••••••••• I•• to C••••• A••••••• L••left Feb 28, 2012, registered Feb 28, 2012 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address