DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F•••• A••••• H•••••

C••••• I••••••••• A••••••• L••BD affiliatedHamilton, Nj dual registrantIAPD 5128405

Feed of 09/14/2026

Also filed as F•••• A••••• H••••• Jr

At current firm

4 y

since Feb 28, 2022

In the industry

19 y

since Oct 24, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Feb 28, 2022 · Canonsburg, Pa
W•••••• • R••• former
Jul 17, 2014 to Jul 21, 2021 · Charleroi, Pa
S•••••••• S••••••••• BD affiliated
Feb 5, 2013 to Jun 30, 2014 · Boston, Ma
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Jan 30, 2013 · Bayside, Ny
C•••• I••••••••• S••••••• C•••• former
Nov 28, 2008 to Oct 1, 2012 · Bayside, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 25, 2006 to Nov 13, 2008 · Staten Island, Ny

Moves

a registration end followed by a registration begin elsewhere

W•••••• • R••• to C••••• I••••••••• A••••••• L••
left Jul 21, 2021, registered Feb 28, 2022 (222 days) · Affiliated broker-dealer or bank to another
S•••••••• S••••••••• to W•••••• • R•••
left Jun 30, 2014, registered Jul 17, 2014 (17 days) · Other
J••• M••••• S••••••••• L•• to S•••••••• S•••••••••
left Jan 30, 2013, registered Feb 5, 2013 (6 days) · Other
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••
left Nov 13, 2008, registered Nov 28, 2008 (15 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address