RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• M•••••• W•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 19, 2025 · St. Petersburg, Fl
- P•• A•••••••• L•• independent RIAFeb 13, 2019 to Feb 5, 2025 · St. Petersburg, Fl
- P•• A•••••••• L•• independent RIAJul 5, 2017 to Dec 31, 2018 · St. Petersburg, Fl
- P•••••••• S••••••••• I••• BD affiliatedDec 1, 2015 to Jul 10, 2017 · St Petersburg, Fl
- M•• F•••••••• S•••••••• I••• formerJun 4, 2014 to Nov 23, 2015 · Tampa, Fl
- P•••• S••••••••• L•• no RAUMMar 18, 2013 to May 29, 2014 · Tampa, Fl
- S•••••• S••••••••• I••• BD affiliatedFeb 27, 2012 to Mar 5, 2013 · Tampa, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedMar 28, 2008 to Feb 3, 2012 · Tampa, Fl
- P•• A•••••••• L•• to L•• F•••••••• L••left Feb 5, 2025, registered Feb 19, 2025 (14 days) · RIA to affiliated broker-dealer or bank
- P•••••••• S••••••••• I••• to P•• A•••••••• L••left Jul 10, 2017, registered Jul 5, 2017 (-5 days) · Other
- M•• F•••••••• S•••••••• I••• to P•••••••• S••••••••• I•••left Nov 23, 2015, registered Dec 1, 2015 (8 days) · Other
- P•••• S••••••••• L•• to M•• F•••••••• S•••••••• I•••left May 29, 2014, registered Jun 4, 2014 (6 days) · Other
- S•••••• S••••••••• I••• to P•••• S••••••••• L••left Mar 5, 2013, registered Mar 18, 2013 (13 days) · Other
- F•••• T•••• S••••••••• I••• to S•••••• S••••••••• I•••left Feb 3, 2012, registered Feb 27, 2012 (24 days) · Other
- B••••• M•••••• W••••••••• left P•• A•••••••• L•• for L•• F•••••••• L•• (registered 2025-02-19)Feb 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address