DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shannon Taylor
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Shannon Marie Preslar
At current firm
1 y
since May 15, 2025
In the industry
20 y
since Jan 1, 2006 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince May 15, 2025 · Austin, Tx
- Cuso Financial Services, L.P. formerApr 19, 2024 to May 15, 2025 · Kyle, Tx
- Pruco Securities, LLC no RAUMJul 7, 2020 to Apr 18, 2024 · Kyle, Tx
- Swbc Investment Company independent RIAJan 25, 2017 to Jun 12, 2020 · Austin, Tx
- Kestra Advisory Services, LLC BD affiliatedApr 18, 2016 to Oct 21, 2016 · Austin, Tx
- Nfp Advisor Services, LLC formerDec 17, 2013 to Sep 22, 2016 · Austin, Tx
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Jan 25, 2013 · San Antonio, Tx
- Chase Investment Services Corp. formerMay 21, 2012 to Oct 1, 2012 · San Antonio, Tx
- Next Financial Group, Inc. formerFeb 1, 2011 to May 21, 2012 · San Antonio, Tx
- Usaa Financial Planning Services formerNov 16, 2007 to Jan 12, 2010 · San Antonio, Tx
- Advisors Asset Management, Inc. mixed wealthMar 13, 2007 to Sep 11, 2007 · Boerne, Tx
Moves
a registration end followed by a registration begin elsewhere
- Cuso Financial Services, L.P. to LPL Financial LLCleft May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- Pruco Securities, LLC to Cuso Financial Services, L.P.left Apr 18, 2024, registered Apr 19, 2024 (1 days) · Affiliated broker-dealer or bank to another
- Swbc Investment Company to Pruco Securities, LLCleft Jun 12, 2020, registered Jul 7, 2020 (25 days) · RIA to affiliated broker-dealer or bank
- Kestra Advisory Services, LLC to Swbc Investment Companyleft Oct 21, 2016, registered Jan 25, 2017 (96 days) · Other
- Nfp Advisor Services, LLC to Kestra Advisory Services, LLCleft Sep 22, 2016, registered Apr 18, 2016 (-157 days) · corporate re-registration, not a move
- J.P. Morgan Securities LLC to Nfp Advisor Services, LLCleft Jan 25, 2013, registered Dec 17, 2013 (326 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Next Financial Group, Inc. to Chase Investment Services Corp.left May 21, 2012, registered May 21, 2012 (0 days) · Other
- Usaa Financial Planning Services to Next Financial Group, Inc.left Jan 12, 2010, registered Feb 1, 2011 (385 days) · Other
- Advisors Asset Management, Inc. to Usaa Financial Planning Servicesleft Sep 11, 2007, registered Nov 16, 2007 (66 days) · Other
Signals
- Shannon Taylor left Pruco Securities, Llc for Cuso Financial Services, L.P. (registered 2024-04-19)Apr 18, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address